Under the Financial Services Reform (FSR) Act and Corporations Law, we are obliged to "know our clients" in order to provide the most appropriate financial advice. As such, together with our licensee, our client questionnaires have been designed so we can better understand your important needs and objectives. Vertex Group have developed detailed office processes and defined staff roles to ensure we can manage our client's needs as efficiently as possible and with the highest level of compliance.

In order to provide the best support for our clients, we have chosen to affiliate ourselves with GWM Adviser Services Pty Ltd. Holding an Australian Financial Services Licence, GWMAS are a member of the National Group of companies and part of a licence network that supports over 400 businesses Australia wide. GWM were awarded the 2007 IFA Major Financial Advice Group Awards. GWMAS are responsible ensuring the advice and products we put forward to clients is of the best quality, fully approved and researched. Our professional indemnity insurance is held through GWM Adviser Services Ltd. A link to their website is provided below.

Click below to download compliance
related documents in PDF format

Vertex Group Financial Services Guide V5 Jan 2011 (104 KB)